Our 2024 Modules are Revised and Upgraded

DATE

January 29-30, 2024

VENUE

via ZOOM Video Conferencing Application/platform

DURATION

2 days

PROPOSED PARTICIPANTS

Department of Health (DOH) - Regulations, Licensing and Enforcement Division

TRAINING FEE

PhP 3,360.00/ pax
VAT Inclusive

Audit planning in a regulatory function is crucial for ensuring compliance, identifying and mitigating risks, efficient resource utilization, and fostering accountability and continuous improvement. It contributes to the overall effectiveness of regulatory oversight and helps organizations navigate the complex regulatory landscape. Enhanced knowledge and skills on audit planning will be beneficial to any organization become more result-driven in its regulatory function.

OBJECTIVES

For the participants to:
  • Learn the fundamentals of Audit
    Planning in Regulatory Function of a
    government agency;
  • Enhance their appreciation on the
    importance of Audit Planning;
  • Adopt a holistic approach and result-based Audit Planning to their
    respective functions; and
  • Develop Audit Plans that can be
    implemented in their respective
    processes

CONTENT

A. INTRODUCTION

  • Introduction To Audit
  • Planning Definition and Purpose of Audit Planning
  • Importance of Audit Planning
  • Overview of the Audit Process

B. UNDERSTANDING CONTEXT OF AUDIT PLANNING

  • Regulatory and Professional Framework
  • Understanding Regulatory Requirements
  • Code of Conduct
  • Independence and
  • Objectivity in Auditing
  • Risk Assessment Related To Audit Planning

B. DEVELOPING AUDIT PLAN

  • Audit Strategy and Approach
  • Defining Roles and Responsibilities
  • Establishing Audit Objectives
  • Overall Audit Strategy Detailed Audit Approach for Key Areas
  • Designing Audit Programs
  • Tailoring Programs to Specific Risks &
    Objectives
  • Allocating Staff and Resources
  • Time Budgeting and Scheduling
  • Communication and Coordination Plans and Approaches
  • Team Meetings and Updates
  • Finalization of the Audit Plan
  • Preparing the Audit Team for Fieldwork

C. REVIEW, EVALUATION AND IMPROVEMENT OF THE AUDIT PLANS

  • Review of the Audit Progress
  • Identifying Issues & Concerns
  • Improving the Audit Plans for the Next Cycle.

METHODOLOGY

40% Presentation and Workshops: 50% Practical Application Through Workshops 10% Training Evaluation